Wealth Management – the case for eDM
This paper looks at the compliance risks and operational pressures faced by the finance sector. Anti-Money Laundering, KYC, Suitability, FATCA etc mean that brokers, wealth managers and IFAs are exposed to a range of potentially threatening issues. With massive consequences for failure there’s increasing operational effort and expense needed to keep on top. Find out what role document solutions can play in mitigating the risks and reducing the day-to-day compliance impact.
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